Nick Stephan

What do you enjoy most about the financial services industry?

The thing I most enjoy is being able to help our clients. Creating a road map to retirement is incredibly complex, and being able to help take the weight off of someone’s shoulders is immensely satisfying.

What are the biggest challenges?

Aligning client’s expectations and needs to fit their personalized financial goals.

What professional accomplishments are you most proud of?

Achieving Dean’s List at every semester at Marquette University.

What personal accomplishments are you most proud of?

I am an avid runner, so it would have to be placing in the top of my age group for the Bellin Run in Green Bay, WI.

What quality of yours makes you best suited to do what you do?

The devil is in the details, so having an analytical and detailed mindset is key to dealing with clients’ investments.

How should people think about their wealth?

People should view their wealth as a tool that is used to create long-term prosperity and financial stability.

What do you love to do outside of work?

Spending time outdoors hunting and fishing.

What’s the most influential book you’ve read?

A Random Walk Down Wall Street by Burton Malkiel. A great book for anyone who wants an alternative view towards investments.

What would you be doing if you didn’t work in the financial industry?

I would have likely pursued a degree in Mechanical Engineering.

Education and accreditations

  • Bachelors of Science in Finance and Economics from Marquette University.
  • Series 7 and 63 certified.


Nick Stephan